ORDER EXECUTION POLICY Introduction Under the EU Markets in Financial Instruments Directive (MiFID) and the rules of our regulator, the Financial Conduct Authority (FCA), Louis Capital Markets UK, LLP (“LCM”) are req

Source URL: www.louiscapital.com

This document comprises a prospectus in relation to Drax Group plc prepared in accordance with the Prospectus Rules of the UK Listing Authority made under section 73A of the Financial Services and Markets ActAppli

Source URL: www.drax.com

Results of the inspection of the quality of statutory audits at the Big 4 audit firms 25 September 2014 The Netherlands Authority for the Financial Markets (AFM) The AFM promotes fairness and transparency within financi

Source URL: www.ifiar.org

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that: Boiler Room Name: Investec Asset Management Limited (clone of FCA authorised firm) Address: Woolgate Exchange, 25

Source URL: www.finanstilsynet.no

• Financial Conduct Authority
• Investec Bank
• United Kingdom
• Economy of the United Kingdom
• Financial Services and Markets Act

FINANSINSPEKTIONEN Supervision of the securities market 12 MARCH 2015 12 march 2015

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• Financial markets
• Late-2000s financial crisis
• Financial services
• European Union
• Markets in Financial Instruments Directive
• Financial Supervisory Authority
• Securities market
• Dodd–Frank Wall Street Reform and Consumer Protection Act
• Security
• Economics
• Financial economics
• Finance

Appendix 1.2 PRA RULEBOOK: REGULATORY REPORTING INSTRUMENT [YEAR] Powers exercised A. The Prudential Regulation Authority (“PRA”) makes this instrument in the exercise of the following powers and related provisions

Source URL: www.bankofengland.co.uk

• Insurance
• Economics
• Financial Services and Markets Act
• Financial institutions
• Institutional investors

DirectiveEU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Dir

Source URL: www.centralbank.ie

• European Union
• Financial economics
• European Union directives
• Economy of the European Union
• Basel II
• Committee of European Banking Supervisors
• European Banking Authority
• Markets in Financial Instruments Directive
• Credit rating agency
• Financial regulation
• Systemic risk
• Bank regulation

PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund Your Global Investment Authority® SUMMARY PROSPECTUS October 31, 2014

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• Funds
• Financial services
• Financial markets
• Collective investment schemes
• Exchange-traded fund
• Bond
• Asset-backed security
• Security
• Active management
• Financial economics
• Investment
• Finance

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that: Boiler Room Name: Maple Securities (UK) Limited and Maple Securities (clone of FCA authorised firm) Address: Ryde

Source URL: www.finanstilsynet.no

• Financial Services and Markets Act
• United Kingdom
• Economy of the United Kingdom
• Financial Conduct Authority

Changes in the Regulatory and Trading Environments for European Stock Markets October 2012 Simmy Grewal

Source URL: www.gmac.jp

• Markets in Financial Instruments Directive
• Financial economics
• Financial system
• Law
• European Securities and Markets Authority
• Regulation
• Stock market
• Financial markets
• Financial regulation
• European Union